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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-02-24 |
| TX | RA | APPROVED | 2023-02-24 |
Branch Locations
2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Houston | TX | 06/2009 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Birmingham | AL | 09/2019 | 05/2021 |
| Truist Advisory Services, Inc. | Birmingham | AL | 05/2021 | 02/2023 |
| Wells Fargo Clearing Services, Llc | Bifmingham | AL | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-31 |
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