William Ray Doty

Current Employers

Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2023-05-01
KS	RA	APPROVED	2023-04-26

MO RA
APPROVED

Since 2023-05-01
KS RA
APPROVED

Since 2023-04-26

Branch Locations

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Barber Financial Group	Lenexa	KS	07/2007	Present
Modern Wealth Management, Llc	Lenexa	KS	04/2023	Present

07/2007 → Present

Barber Financial Group

Lenexa, KS
04/2023 → Present

Modern Wealth Management, Llc

Lenexa, KS

Previous Registrations

2011-11-18 → 2023-12-07

Barber Financial Group

Lenexa, KS

Other Businesses

BARBER FINANCIAL GROUP - RIA, 13550 W. 95TH ST LENEXA KS 66215, INVESTMENT ADVISOR REPRESENTATIVE, 1/24/2012, 20 HOURS TOTAL, 20 DURING TRADING HOURS, ORIA/FINANCIAL PLANNING.--

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-10-18
S63	Uniform Securities Agent State Law Examination	2009-12-18

S65 Uniform Investment Adviser Law Examination

2011-10-18
S63 Uniform Securities Agent State Law Examination

2009-12-18

View on SEC IAPD

Current Employers

Modern Wealth Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews