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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-08-26 |
| NJ | RA | APPROVED | 2013-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 08/2013 | Present |
| Bank Of America, N.A. | Florham Park | NJ | 09/2013 | Present |
I*84309 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CHRISTOPHER WHITEHOUSE FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: STATEN ISLAND, NEW YORK 10314 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 2/2/2015 NUMBER OF HOURS DEVOTED: 3 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: 1 ANNUAL FUNDRAISER EVENT. THE ORGANIZATION MEETS TWICE A YEAR TO DECIDE WHICH HIGH SCHOOL STUDENTS NEED FINANCIAL ASSISTANCE. I AM ONE OF NINE MEMBERS. I*90378 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE AIDING MARINES FAMILY FOUNDATION INC INVESTMENT RELATED: N ADDRESS OF BUSINESS: P.O. BOX 60144, STATEN ISLAND, NEW YORK 10306 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 7/1/2015 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PROVIDE FINANCIAL SUPPORT FOR VETERANS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-27 |
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