James R Derrick

Employer firm

Smedley Financial Services Inc CRD 110870

$397M regulatory AUM 6 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• ADVICE TO OTHER REGISTERED INVESTMENT ADVISORS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1999 → Present
  Bringham Young University
  Provo, UT
• 04/2000 → Present
  Securities America Inc
  Salt Lake City, UT
• 07/2003 → Present
  Smedley Financial Services, Inc.
  Salt Lake City, UT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Salt Lake City, UT

Other Businesses

***SMEDLEY FINANCIAL SERVICES POSITION: Employee NATURE: JAMES R DERRICK/INSURANCE--INSURANCE AGENT-0.1% TIME SPENT-INVESTMENT RELATED-START DATE: 11/2006- LOCATED AT 102 S. 200 E Suite 100 SALT LAKE CITY, UT 84110-4133 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2006 ADDRESS: 102 S 200 E, Salt Lake City UT 84111 DESCRIPTION: I hold an insurance license. I do not sell insurance products. ***SMEDLEY FINANCIAL SERVICES, INC POSITION: Chief Investment Strategist NATURE: Chief Investment Strategist at Smedley Financial Services (RIA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/02/2000 ADDRESS: 102 S 200 E, Ste 100, Salt Lake City UT 84111 DESCRIPTION: Chief Investment Strategist ***CHURCH OF JSUS CHRIST OF LATTER-DAY SAINTS POSITION: Volunteer NATURE: Volunteer Church Service. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 48 Viewcrest Dr, Bountiful UT 84010 DESCRIPTION: I help plan meetings and volunteer with other members.

Exams

• S66 Uniform Combined State Law Examination
  2003-09-29

Designations

• Chartered Financial Analyst