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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-01-11
  • MD RA
    APPROVED
    Since 2023-01-11

Branch Locations

12 Taft Ct Ste 202, Rockville, MD 20850 • United States

8850 Columbia 100 Pkwy Ste 400, Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Columbia MD 08/2007 Present
Other Businesses

1. 5/27/2008 - INTEGRATED FINANCIAL SOLUTIONS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 9/25/2015 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 07/01/2015 - 2 Hours Per month/1 Hour During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-09
  • S66 Uniform Combined State Law Examination
    2009-03-09

View on SEC IAPD

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