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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2013-01-04
  • KS RA
    APPROVED
    Since 2013-01-04

Branch Locations

100 N Broadway, Wichita, KS 67202 • United States

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Wichita KS 08/2007 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wichita KS 10/2009 Present
Other Businesses

I*1950257, Entity Type, CharitableName of OBA:Kansas Bankers Association Address: Topeka.KANSAS,66615Investment Related: NOPosition, Title, Association:Board Member Employee Start Date: 08/10/2024No Hours: 6 MONTHLYNo Hours during trading:4 HRS Duties:Board member of the Kansas Bankers Association The KBA supports its member banks and bankers with leadership, advocacy, and education to benefit the communities and customers they serve. I will attend quarterly board meetings to assist with strategic planning and conference planning.I*3119266Entity Type: For ProfitName of OBA:Sir Lancelot Holding, LLCAddress:Wichita KansasInvestment Related:NoPosition, Title, Association:General Partner/Managing MemberStart Date:10/27/2025No Hours: 2 MonthlyNo Hours during trading:0 MonthlyDuties:The LLC holds the assets, which in this case is a rental house.To provide landlord services for this property and its tenants. I*3756283 Entity Type: Entity Charitable Name of OBA: Kansas Big Brothers Big Sisters Address: Wichita, Kansas, 67203 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/12/2026 Number of Hours: 3, Monthly Number of Hours during trading: 1, Monthly Duties: BBBS of Kanas match youth facing adversity with a caring adult mentor in a one-to-one mentoring relationship, mentors inspire greater self confidence, better academic performance and dreams for the future that will change their lives for the better. (KBBS website) Bi-monthly board meeting attendance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-21
  • S66 Uniform Combined State Law Examination
    2012-12-21
Other Names
  • Shawn Lancelot

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