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Current Employers
Magnate Advisory Services, Llc

400 Blankenbaker Parkway Suite 100, Louisville, KY 40243 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-01-16
  • KY RA
    APPROVED
    Since 2025-01-16

Branch Locations

400 Blankenbaker Parkway Suite 100, Louisville, KY 40243 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Denham Developments, Llc Louisville KY 01/2009 Present
Jjb Hilliard Wl Lyons Louisville KY 10/2013 11/2016
Silver Oak Securities, Inc. Jackson TN 11/2018 Present
Kentucky Dfi Division Of Securities Frankfort KY 11/2016 08/2018
Magnate Wealth Management Llc Louiisville KY 03/2019 Present
  • 01/2009 → Present
    Denham Developments, Llc
    Louisville, KY
  • 10/2013 → 11/2016
    Jjb Hilliard Wl Lyons
    Louisville, KY
  • 11/2018 → Present
    Silver Oak Securities, Inc.
    Jackson, TN
  • 11/2016 → 08/2018
    Kentucky Dfi Division Of Securities
    Frankfort, KY
  • 03/2019 → Present
    Magnate Wealth Management Llc
    Louiisville, KY
Previous Registrations
  • 2014-10-21 → 2016-11-02
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
Other Businesses

1. Magnate Wealth Management, LLC, start date 04/17/2019, Louisville, Ky, DBA for Magnate Advisory Services, LLC. and Silver Oak Securities, Inc. Also, a licensed insurance agency selling Non-Variable Insurance (Fixed Annuities, Equity Indexed Annuities, Life Insurance, Long term care and disability income), 160 hours spent a month and during trading hours, investment related. 2. Registered Representative, Silver Oak Securities, Inc., 400 Blankenbaker Pkwy, Ste. 100, Louisville, KY 40243, investment related, start date of 01/18/2019, approximate number of hours per month 20 plus including during market hours, duties include acting as a registered representative, selling and servicing approved securities products. 3. Sterling Wealth Advisors, LLC. Is not investment related,104 Sunnyside Ct. Pewee Valley Ky. Entity for business expenses and contract management, Member, start date 10/12/2023, 1 hours per month, 0 hours per month during trading hours. 4. Denham Developments LLC. Is not investment related, 104 Sunnyside Ct. Pewee Valley, Ky 40056. Rental Real Estate Management, Managing Member, start date 11/2008, 1 hour spent a month with 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-17
S63 Uniform Securities Agent State Law Examination 2007-12-14
  • S66 Uniform Combined State Law Examination
    2014-10-17
  • S63 Uniform Securities Agent State Law Examination
    2007-12-14
Other Names
  • Sterling Denham

View on SEC IAPD

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