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400 Blankenbaker Parkway Suite 100, Louisville, KY 40243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-01-16 |
Branch Locations
400 Blankenbaker Parkway Suite 100, Louisville, KY 40243 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Denham Developments, Llc | Louisville | KY | 01/2009 | Present |
| Jjb Hilliard Wl Lyons | Louisville | KY | 10/2013 | 11/2016 |
| Silver Oak Securities, Inc. | Jackson | TN | 11/2018 | Present |
| Kentucky Dfi Division Of Securities | Frankfort | KY | 11/2016 | 08/2018 |
| Magnate Wealth Management Llc | Louiisville | KY | 03/2019 | Present |
1. Magnate Wealth Management, LLC, start date 04/17/2019, Louisville, Ky, DBA for Magnate Advisory Services, LLC. and Silver Oak Securities, Inc. Also, a licensed insurance agency selling Non-Variable Insurance (Fixed Annuities, Equity Indexed Annuities, Life Insurance, Long term care and disability income), 160 hours spent a month and during trading hours, investment related. 2. Registered Representative, Silver Oak Securities, Inc., 400 Blankenbaker Pkwy, Ste. 100, Louisville, KY 40243, investment related, start date of 01/18/2019, approximate number of hours per month 20 plus including during market hours, duties include acting as a registered representative, selling and servicing approved securities products. 3. Sterling Wealth Advisors, LLC. Is not investment related,104 Sunnyside Ct. Pewee Valley Ky. Entity for business expenses and contract management, Member, start date 10/12/2023, 1 hours per month, 0 hours per month during trading hours. 4. Denham Developments LLC. Is not investment related, 104 Sunnyside Ct. Pewee Valley, Ky 40056. Rental Real Estate Management, Managing Member, start date 11/2008, 1 hour spent a month with 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-14 |
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