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Adam Thaddeus Springer

Edward Jones

Cedar Rapids, IA

CRD 5389241

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-17
IA RA APPROVED 2015-04-16
  • TX RA
    APPROVED_RES
    Since 2019-01-17
  • IA RA
    APPROVED
    Since 2015-04-16

Branch Locations

375 Collins Road Ne Suite 100, Cedar Rapids, IA 52402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oxford International Chandler AZ 03/2003 Present
Edward Jones St Louis MO 04/2015 Present
  • 03/2003 → Present
    Oxford International
    Chandler, AZ
  • 04/2015 → Present
    St Louis, MO
Other Businesses

BRIEF_DESCRIPTION: Wonderful Smiths LLC Type of business: Music Group Cedar Rapids, IA Start date: 6/17/2024 member Hours per week: 5 Hours during trading: 0 Guitar player/singer in a musical group. LLC was needed for tax purposes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-01
  • S66 Uniform Combined State Law Examination
    2007-10-01
Other Names
  • Adam Thaddeus Springer

View on SEC IAPD

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