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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
8415 E 21St St N, Ste 210, Wichita, KS 67206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Wichita | KS | 03/2009 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Wichita | KS | 03/2009 | 07/2021 |
| Christina Cobb | Wichita | KS | 01/2015 | 07/2021 |
| Pauly Resources Inc | Wichita | KS | 01/2017 | 07/2021 |
| Lpl Financial Llc | Wichita | KS | 07/2021 | Present |
03/2009-PRESENT,VARIOUS INSURANCE CARRIERS FOR W & R INSURANCE AGENCIES,INV-RELATED: Y,WICHITA,KS,67206,INSURANCE SALES,INSURANCE AGENT,INSURANCE SALES. 01/2017-PRESENT, PAULY RESOURCES INC, WICHITA, KS, NOT INVESTMENT RELATED, SOLE MEMBER, LLC, 2 HOURS PER MONTH, 0 HOURS MONTHLY DURING SECURITIES TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-22 |
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