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Glenn Rhea Tucker

Ameriprise Financial Services, LLC

Louisville, KY

CRD 3120116

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-04
KY RA APPROVED 2003-09-17
  • TX RA
    APPROVED
    Since 2025-03-04
  • KY RA
    APPROVED
    Since 2003-09-17

Branch Locations

9710 Park Plaza Ave Ste 108, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Louisville KY 09/1998 03/2020
Ameriprise Financial Services, Llc Louisville KY 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-10-30
  • S63 Uniform Securities Agent State Law Examination
    1998-10-30
Designations
  • Certified Financial Planner

View on SEC IAPD

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Nearby Investors

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Donald R Dentinger
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RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY

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