Frederick Joseph Azzurro

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 08/2016 → Present
  Heritage Harbor Financial Associates (Dba)
  Mt. Sinai, NY
• 06/2020 → 06/2024
  Securities America Inc
  Port Jefferson Station, NY
• 06/2020 → 06/2024
  Securities America Advisors
  Port Jefferson Station, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  East Moriches, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  East Moriches, NY

Previous Registrations

• 2020-06-30 → 2024-06-14
  Securities America Advisors, Inc.
  East Moriches, NY
  Port Jefferson Station, NY
• 2016-11-16 → 2020-07-02
  Equitable Advisors, Llc
  Mt. Sinai, NY
  Melville, NY
  Port Jefferson, NY
  East Moriches, NY

Other Businesses

1. HERITAGE HARBOR FINANCIAL ASSOCIATES LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No HOURS: 5 SEC TRADING HRS: 0 START DATE: 10/18/2017 ADDRESS: 106 Crystal Brook Hollow Rd, Port Jefferson Sta, NY 11776 DESCRIPTION: Paying expenses for office, supplies, rent, staff, operating expenses. 2. MERIDIAN HERITAGE LLC POSITION: Member NATURE: Meridian Heritage LLC Joint LLC that owns our buliding. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/21/2017 ADDRESS: 106 Crystal Brook Hollow Rd, Port Jefferson Sta NY 11776, United States DESCRIPTION: Responsible for paying mortgage and taxes and operating expenses of building.. 3. HERITAGE HARBOR PLAZA LLC POSITION: Member NATURE: Heritage Harbor Plaza LLC LLC that owns building within Meridian Heritage LLC pays rent and expenses for operating office space. No clients involved INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/24/2014 ADDRESS: 106 Crystal Brook Hollow Rd, Port Jefferson Sta NY 11776, United States DESCRIPTION: LLC that owns building within Meridian Heritage LLC pays rent and expenses for operating office space 4. TRUST POSITION: Trustee NATURE: Trust INVESTMENT RELATED: Yes HOURS: 0 SEC TRADING HRS: 0 START DATE: 8/25/2015 ADDRESS: 16 Moriches Avenue, East Moriches, NY 11940 DESCRIPTION: Agent of Record admin/executor of mother's trust accts: Larraine Marrella Irrev Tst Ii 5. FIXED INSURANCE POSITION: Agent- Insurance Producer NATURE: Sales and Service of fixed insurance and annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2020 ADDRESS: 10 MAPLE AVE, East Moriches NY 11940, United States DESCRIPTION: Sales and Service of fixed insurance and annuities

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-11-15
• S63 Uniform Securities Agent State Law Examination
  2007-10-11

Other Names

• Frederick Azzurro