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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-11-18 |
Branch Locations
2128 High House Road Suite 201, Cary, NC 27519 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 07/2007 | 12/2018 |
| First Citizens Securities Corporation | Columbia | SC | 10/2015 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cary | NC | 12/2018 | 04/2019 |
| Janney Montgomery Scott Llc | Raleigh | NC | 04/2019 | 07/2019 |
| Janney Montgomery Scott Llc | Cary | NC | 07/2019 | 10/2024 |
| Janney Montgomery Scott Llc | Cary | NC | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-02 |
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