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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-03-21 |
Branch Locations
One Financial Plaza 501 North Broadway, St. Louis, MO 63102 • UNITED STATES
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2013-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 07/2007 | Present |
| Stifel Independent Advisors, Llc | St. Louis | MO | 03/2022 | Present |
| Keefe, Bruyette & Woods, Inc. | St. Louis | MO | 03/2022 | Present |
| Miller Buckfire & Co., Llc | St. Louis | MO | 03/2022 | 07/2023 |
1. Burlingame Rental Properties, LLC; 8 Carol Lee Dr. East Alton IL 62024; Own and maintain rental properties; Owner; book keeping; affiliation started 03/10/2017; 2.0 hours per year; not during securities trading hours; not investment-related. 2. Burlingame Property Group LLC; rental homes; partial owner; rental homes - owner; 04/13/2010; 2.00 Hour(s) Per Year; not during securities trading hours; Investment-Related. 3. Alton Pride, Alton, IL 62002; a charitable and educational organization established to bring awareness, understanding and advocacy to the LGBTQ+ community; Treasurer; bookkeeping, preparation of Financial Statements; 1/1/24; 5 hr/mo; Not During Securities Trading Hours; Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-18 |
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