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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-20 |
| UT | RA | APPROVED | 2025-02-20 |
Branch Locations
60 East South Temple 20Th Floor, Salt Lake City, UT 84111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Salt Lake City | UT | 10/2012 | 02/2025 |
| Utah Glory Soccer Club | Sandy | UT | 10/2018 | 11/2021 |
| Penny Lane Re Llc | Potomac | MD | 06/2021 | Present |
| Morgan Stanley Smith Barney Llc | Salt Lake City | UT | 02/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2025 | Present |
*630797 - Penny Lane RE LLC; Investment related-Yes; Potomac, Maryland; Real Estate, Rental Property; Partner (proprietor, partner, officer, director, employee, trustee, agent); 05/2021; During business hours: 0; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-15 |
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