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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-09-14
  • FL RA
    APPROVED
    Since 2016-09-14

Branch Locations

114 N Tennessee Ave, Lakeland, FL 33801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Investment Services, Inc. Lakeland FL 03/2014 Present
Truist Advisory Services, Inc. Lakeland DC 09/2016 Present
Previous Registrations
  • 2009-10-16 → 2014-03-27
    The Villages, FL
    Leesburg, FL
    Umatilla, FL
    Eustis, FL
  • 2007-09-18 → 2008-05-20
    Morgan Stanley & Co. Llc
    Winter Haven, FL
Other Businesses

HARRIS AND CO. INVESTMENT GROUP LLC. POSITION: President NATURE: This business will hold real estate property (a second home purchase in Rabun Gap, GA). It will be rented out part of the year. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 03/14/2025 ADDRESS: Lakeland FL, United States DESCRIPTION: We will be using a property management company to manage the cabin rental when we aren't using it as a second home. Duties/responsibilities include filing proper documents with municipalities and maintaining the home. Receiving rental income.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-13
  • S66 Uniform Combined State Law Examination
    2007-09-13
Other Names
  • Steven Keith Harris
  • Steven K Harris

View on SEC IAPD

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