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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-07-28 |
| SC | RA | APPROVED | 2025-07-16 |
| NC | RA | APPROVED | 2025-07-14 |
| DE | RA | APPROVED | 2025-01-27 |
| CT | RA | APPROVED | 2024-10-24 |
| TX | RA | APPROVED_RES | 2023-01-09 |
| CA | RA | APPROVED | 2022-03-18 |
| FL | RA | APPROVED | 2021-09-14 |
| NY | RA | APPROVED | 2021-04-16 |
| MD | RA | APPROVED | 2021-01-12 |
| PA | RA | APPROVED | 2020-08-04 |
| VA | RA | APPROVED | 2019-11-15 |
| NJ | RA | APPROVED | 2019-10-22 |
Branch Locations
1040 Broad Street Suite 202, Shrewsbury, NJ 07702-4331 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Shrewsbury | NJ | 02/2010 | Present |
| Park Avenue Securities Llc | Shrewsbury | NJ | 02/2010 | Present |
1. Deal Golf and Country Club Board Member: Responsible for attending monthly board meetings. Make sure the Golf club is running profitably, Start: 10/01/2014, Address: 1 Golf Lane Deal, NJ 07723, 3 non bus hrs per month, Not Investment Related, 2. All in (Non Profit): Board Member, Start: 7/31/2024, Address: 1 Emory Street Howell, NJ 07731, 1 total hour per month; 0 during securities trading hours, Not Investment Related, No Annual Compensation, 3. Health Insurance Group Benefits (Insurance other than Guardian), Start: 7/29/2024, Address: 1040 Broad Street Suite 202 Shrewsbury, NJ 07702, 1 total hour per month; 1 during securities trading hours, Investment Related, Less than 10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-28 |
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