Erin J Theisen

Ubs Financial Services Inc.

Minneapolis, MN

CRD 5386925

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-12-10
TX	RA	APPROVED	2008-02-19

MN RA
APPROVED

Since 2013-12-10
TX RA
APPROVED

Since 2008-02-19

Branch Locations

80 South 8Th Street Suite 2900, Minneapolis, MN 55402 • United States

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Mound, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Minneapolis	MN	07/2007	Present

07/2007 → Present

Ubs Financial Services Inc

Minneapolis, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-22

S66 Uniform Combined State Law Examination

2007-10-22

Other Names

Erin Jean Callahan
Erin Callahan

View on SEC IAPD

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Nearby Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN

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THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN

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