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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-22
VA RA APPROVED 2019-06-20
  • TX RA
    APPROVED_RES
    Since 2024-01-22
  • VA RA
    APPROVED
    Since 2019-06-20

Branch Locations

140 Eastshore Dr Suite 105, Glen Allen, VA 23059 • United States

Chesterfield, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Glen Allen VA 10/2012 06/2019
Joshua Fisher, Llc Midlothian VA 08/2016 Present
Cetera Investment Services Llc St. Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Glen Allen VA 06/2019 Present
  • 10/2012 → 06/2019
    Foresters Financial Services
    Glen Allen, VA
  • 08/2016 → Present
    Joshua Fisher, Llc
    Midlothian, VA
  • 06/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 06/2019 → Present
    Glen Allen, VA
Other Businesses

1. JOSHUA FISHER LLC- FOR TAX PURPOSES ONLY 2. NOTARY 3. MANAGING MEMBER FOR WEALTH CYCLE ADVISORS, LLC; DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-19
S63 Uniform Securities Agent State Law Examination 2007-08-02
  • S65 Uniform Investment Adviser Law Examination
    2019-06-19
  • S63 Uniform Securities Agent State Law Examination
    2007-08-02

View on SEC IAPD

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