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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-03-07 |
| TX | RA | APPROVED | 2022-03-02 |
Branch Locations
3109 W Dr. Martin Luther King Jr. Blvd. Suite 600, Tampa, FL 33607 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western & Southern Life | Tampa | FL | 02/2021 | 02/2022 |
| W&S Brokerage Services | Cincinatti | OH | 02/2021 | 02/2022 |
| Pulga Bjj, Llc | Clearwater | FL | 05/2016 | 02/2021 |
| Fisher Investments | Tampa | FL | 02/2022 | Present |
the name of the other business; MORTAN PLANT MEASE PRIMARY CARE RESIDENCY whether the business is investment-related; NO the address of the other business; 807 N MYRTLE AVE CLEARWATER FL 33755 the nature of the other business; MEDICAL RESIDENCY FOR FAMILY MEDICINE PHYSICIANS your position; GUEST LECTURER the start date of your relationship; 08/19/2022 the approximate number of hours/month you devote to the other business; 1-5 the number of hours you devote to the other business during securities trading hours;1-5 and briefly describe your duties relating to the other business; ANNUAL GUEST LECTURE AT SPOUSE'S RESIDENCY PROGRAM
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-24 |
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