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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2011-08-10 |
| TX | RA | APPROVED | 2011-08-10 |
Branch Locations
111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc. | New York | NY | 08/2013 | 06/2020 |
| Stephens Inc. | Little Rock | AR | 06/2020 | 02/2022 |
| Stephens Inc. | Little Rock | AR | 02/2022 | 02/2024 |
| Stephens Inc. | Little Rock | AR | 02/2024 | 01/2025 |
| Stephens | Little Rock | AR | 01/2025 | Present |
Stephens Europe Limited - 3638 Cornhill, London - investment related - Associate Director - European M & A advisor affiliate of Stephens Inc. - September 2017 - Full time employee of Stephens affiliate; Firethorn Investors Ltd. - Winston & Strawn London LLP Citypoint, 1 Ropemaker St., London, UK - investment related - Director - September 2018 - Real Estate investments - 0 hours devoted to the other business - 0 hours devoted during securities trading hours; CJ Helium Mining LLC - 111 Center St, Little Rock, AR - Investment related - May 2022 - 50% Ownership - Helium mining business that "mines" Helium (a crypto currency) by using a Long Range Radio transceiver to communicate with LoRa IOT devices - Manage the device in the face of any interruptions, and distribute the helium earnings when appropriate - 1 hour per month devoted (0 hours during securities trading hours.); George's - 5510 Kavanaugh Blvd., Little Rock, AR - Not investment related - August 2023 - Owner - Restaurant - 2 hours per month devoted (0 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-09 |
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