James Thomas Holder

Current Employers

Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2014-04-22
TX	RA	APPROVED	2014-04-21

GA RA
APPROVED

Since 2014-04-22
TX RA
APPROVED

Since 2014-04-21

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

1605 Martha Berry Boulevard Nw, Rome, GA 30165 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Benjamin F Edwards & Co	Rome	GA	04/2014	Present

04/2014 → Present

Benjamin F Edwards & Co

Rome, GA

Previous Registrations

2003-10-09 → 2014-04-22

Wells Fargo Clearing Services, Llc

Rome, GA

Rome, GA

Rome, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-10-08
S63	Uniform Securities Agent State Law Examination	2000-05-04

S65 Uniform Investment Adviser Law Examination

2003-10-08
S63 Uniform Securities Agent State Law Examination

2000-05-04

Other Names

Sonny Holder

View on SEC IAPD

Current Employers

Benjamin F. Edwards & Company, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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