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Sharon Rose Gwozdz

Cetera Investment Advisers LLC

Tampa, FL

CRD 5384176

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-07-16
  • FL RA
    APPROVED
    Since 2019-07-16

Branch Locations

1715 N Westshore Boulevard Suite 260, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Tampa FL 06/2007 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Tampa FL 07/2019 Present
  • 06/2007 → 06/2019
    Foresters Financial
    Tampa, FL
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 07/2019 → Present
    Cetera Investment Advisers Llc
    Tampa, FL
Other Businesses

1) POA FOR FATHER, CASIMIR GWOZDZ

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-12
S63 Uniform Securities Agent State Law Examination 2008-09-06
  • S65 Uniform Investment Adviser Law Examination
    2019-06-12
  • S63 Uniform Securities Agent State Law Examination
    2008-09-06

View on SEC IAPD

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