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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | El Paso | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | El Paso | TX | 11/2016 | 04/2021 |
| Wells Fargo Advisors Financial Network, Llc | El Paso | TX | 04/2021 | Present |
HIGH RIDGE WEALTH MANAGEMENT LLC, INV RELATED, EL PASO, TX, 33.4% OWNERSHIP, START 3/15/2021, 20 HOURS PER MONTH, 10 HRS DURING TRADING, FINET PRACTICE. FARRISH WEALTH MANAGEMENT, LLC, INVT RELATED, EL PASO, TX, 100% OWNERSHIP, START 3/15/2021, 20 HRS PER MONTH, 10 HRS DURING TRADING, FINET PRACTICE. 915 BREWING COMPANY LLC; NOT INV. RELATED; EL PASO, TX; OWNER; MICRO BREWERY; START DATE 9/12/2024; 4 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: NONE, BREWING BEER IN GARAGE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-18 |
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