Jonathan Dale Peters

LPl Financial LLC

Claim This Profile

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-04-20
TX	RA	APPROVED	2022-04-20

NC RA
APPROVED

Since 2022-04-20
TX RA
APPROVED

Since 2022-04-20

Branch Locations

7029 Albert Pick Rd, Ste 103, Greensboro, NC 27409 • United States

7029 Albert Pick Rd, Suite 203, Greensboro, NC 27409 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National General Insurance Company	Winston-Salem	NC	06/2012	02/2019
Stifel Nicolaus	Greensboro	NC	02/2019	04/2022
Lpl Financial Llc	Greensboro	NC	04/2022	Present

06/2012 → 02/2019

National General Insurance Company

Winston-Salem, NC
02/2019 → 04/2022

Stifel Nicolaus

Greensboro, NC
04/2022 → Present

Lpl Financial Llc

Greensboro, NC

Previous Registrations

2019-09-27 → 2022-05-16

Stifel, Nicolaus & Company, Incorporated

Greensboro, NC
2011-02-02 → 2012-03-09

Truist Investment Services, Inc.

Winston-Salem, NC

Winston-Salem, NC

Winston-Salem, NC

Winston Salem, NC

Winston-Salem, NC
2010-07-23 → 2011-02-04

Lpl Financial Llc

Yadkinville, NC
2009-12-11 → 2010-07-23

Wells Fargo Clearing Services, Llc

Winston Salem, NC

Kernersville, NC
2008-11-07 → 2009-12-11

Bb&T Investment Services, Inc.

Winston Salem, NC

Winston Salem, NC

Winston-Salem, NC

King, NC

Charlotte, NC

Winston-Salem, NC
2007-11-29 → 2008-10-28

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Winston Salem, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-09-24

S66 Uniform Combined State Law Examination

2019-09-24

Designations

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC

BANKERS LIFE ADVISORY SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BY DESIGN FINANCIAL PLANNING

AMERITAS ADVISORY SERVICES, LLC

SMITH PARTNERS WEALTH MANAGEMENT, LLC

CREDIT UNION INVESTMENT SERVICES

Other Investors

Bradley Donald Ross

KEVIN BLAKE GUNTER

Jeffrey David Bercaw

RANDAL LYNN SIPKEMA

PHILLIP PATRICK SIELATYCKI

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · GREENSBORO, NC

BANKERS LIFE ADVISORY SERVICES, INC. · GREENSBORO, NC

CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC

CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · GREENSBORO, NC

CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC

BY DESIGN FINANCIAL PLANNING · GREENSBORO, NC

CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC

More in Greensboro, NC

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor