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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-08-28 |
| TX | RA | APPROVED | 2020-10-15 |
| CA | RA | APPROVED | 2020-08-18 |
Branch Locations
5 Se Martin Luther King, Jr. Blvd, Suite 600, Portland, OR 97214 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Portland | OR | 06/2016 | 02/2017 |
| The Prudential Insurance Company Of America | Portland | OR | 06/2016 | 02/2017 |
| Wells Fargo Clearing Services, Llc | Woodland Hills | CA | 02/2017 | 08/2020 |
| Raymond James & Associates, Inc. | Portland | OR | 08/2020 | Present |
| Lake Oswego High School | Oswego | OR | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-13 |
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