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Michael C Brennan

Mai Capital Management, LLC

Cincinnati, OH

CRD 5383186

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Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-07-09
  • OH RA
    APPROVED
    Since 2019-07-09

Branch Locations

7755 Montgomery Road Suite 510, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John D. Dovich & Associates Cincinnati OH 06/2016 06/2019
Mai Capital Management, Llc Cincinnati OH 06/2019 Present
Previous Registrations
  • 2016-06-27 → 2019-07-08
    John D. Dovich & Associates, Llc
    Cincinnati, OH
  • 2007-11-15 → 2016-05-20
    Wintrust Investments Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-11
  • S66 Uniform Combined State Law Examination
    2007-10-11
Designations
  • Certified Financial Planner
Other Names
  • Chris Brennan

View on SEC IAPD

Nearby Firms

QUEEN CITY CAPITAL MANAGEMENT, LLC
OSAIC WEALTH, INC.
BAHL & GAYNOR LLC

Nearby Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS

Nearby Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH

More in Cincinnati, OH

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