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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2013-09-06
  • IA RA
    APPROVED
    Since 2013-09-06

Branch Locations

218 Se 16Th St. Ste. 101, Ames, IA 50010 • United States

1400 Central Ave, Fort Dodge, IA 50501 • United States

Bondurant, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Ames IA 11/2012 03/2020
Schnurr & Company, Llp Ames IA 09/2012 Present
Nielsen Financial Management, Inc. Ames IA 03/2024 Present
Ameriprise Financial Services, Llc Fort Dodge IA 03/2020 Present
  • 11/2012 → 03/2020
    Ameriprise Financial Services, Inc.
    Ames, IA
  • 09/2012 → Present
    Schnurr & Company, Llp
    Ames, IA
  • 03/2024 → Present
    Nielsen Financial Management, Inc.
    Ames, IA
  • 03/2020 → Present
    Fort Dodge, IA
Previous Registrations
  • 2024-03-21 → 2024-11-18
    Nielsen Financial Management, Inc.
    Fort Dodge, IA
    Ames, IA
Other Businesses

Outside Employment; TrustPoint, LLP; Owner; Tax Preparation; 1325 1st Ave S, , Fort Dodge, IA, 50501; Not Investment-Related; 09/17/2012; 60 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-31
  • S66 Uniform Combined State Law Examination
    2013-01-31

View on SEC IAPD

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