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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-08-25
  • PA RA
    APPROVED
    Since 2017-08-25

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Lancaster, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Legacy Soccer Club Lancaster PA 08/2011 Present
Gwfs Equities, Inc Lancaster PA 06/2015 Present
  • 08/2011 → Present
    Penn Legacy Soccer Club
    Lancaster, PA
  • 06/2015 → Present
    Gwfs Equities, Inc
    Lancaster, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-22
S63 Uniform Securities Agent State Law Examination 2007-08-14
  • S65 Uniform Investment Adviser Law Examination
    2017-08-22
  • S63 Uniform Securities Agent State Law Examination
    2007-08-14
Other Names
  • Matthew Pike

View on SEC IAPD

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