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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-08
VA RA APPROVED 2011-09-30
  • TX RA
    APPROVED_RES
    Since 2025-12-08
  • VA RA
    APPROVED
    Since 2011-09-30

Branch Locations

5425 Discovery Park Blvd. Suite 102, Williamsburg, VA 23188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc Williamsburg VA 09/2011 Present
Raymond James Financial Services Advisors Inc. Williamsburg VA 09/2011 Present
Union Investment Services Williamsburg VA 09/2011 05/2019
Union Bank And Trust-Trust Revenue Share Williamsburg VA 06/2014 08/2017
Union Bank And Trust Williamsburg VA 09/2015 05/2019
Atlantic Union Bank Williamsburg VA 05/2019 Present
Middleburg Investment Services, Llc/Dba Middleburg Financial Williamsburg VA 08/2017 03/2021
  • 09/2011 → Present
    Raymond James Financial Services,Inc
    Williamsburg, VA
  • 09/2011 → Present
    Williamsburg, VA
  • 09/2011 → 05/2019
    Union Investment Services
    Williamsburg, VA
  • 06/2014 → 08/2017
    Union Bank And Trust-Trust Revenue Share
    Williamsburg, VA
  • 09/2015 → 05/2019
    Union Bank And Trust
    Williamsburg, VA
  • 05/2019 → Present
    Atlantic Union Bank
    Williamsburg, VA
  • 08/2017 → 03/2021
    Middleburg Investment Services, Llc/Dba Middleburg Financial
    Williamsburg, VA
Previous Registrations
  • 2010-01-12 → 2011-09-23
    Newport News, VA
    Williamsburg, VA
Other Businesses

(1) Name of Business: Atlantic Union Financial Consultants, LLC/ AUB Wealth Management Address: 5425 Discovery Park Blvd Ste 102, Williamsburg, VA, 23188, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 08/08/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2) Name of Business: Wall, Preston Address: 3009 River Oaks Rd, Williamsburg, VA, 23185, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 10/26/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-08
  • S66 Uniform Combined State Law Examination
    2010-01-08

View on SEC IAPD

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