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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-08-27
  • FL RA
    APPROVED
    Since 2021-08-27

Branch Locations

2333 Ponce Deleon Boulevard Suite 900, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Miami FL 06/2016 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 08/2021
Stifel Nicolaus & Co Inc Miami FL 08/2021 Present
  • 06/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Miami, FL
  • 11/2016 → 08/2021
    Miami, FL
  • 08/2021 → Present
    Stifel Nicolaus & Co Inc
    Miami, FL
Previous Registrations
Other Businesses

1. Champy's Seafood LLC; 2742 SW 8th St, Miami, FL 33135; Selling seafood; Part Owner; 08/02/2021; 1 Hour per Day; Not During Securities Trading Hours; Not Investment-Related. 2. Helping Hands Co; 6625 Miami Lakes Drive FL 33014; House cleaning; manager; No duties. My wife runs the company; 05/15/2023; 0.00hrs/day; Not During Securities Trading Hours; Not Investment-Related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-08
S66 Uniform Combined State Law Examination 2009-04-09
  • S65 Uniform Investment Adviser Law Examination
    2013-08-08
  • S66 Uniform Combined State Law Examination
    2009-04-09
Other Names
  • Fernando O Barzana
  • Fernando Barzana
  • Fernando Barzana
  • Fernando Omar Barzana

View on SEC IAPD

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