Daniel Richard Tran

Port Orange, FL

Claim This Profile

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-09-28
FL	RA	APPROVED	2016-02-24

TX RA
APPROVED

Since 2022-09-28
FL RA
APPROVED

Since 2016-02-24

Branch Locations

823 Dunlawton Ave Suite B, Port Orange, FL 32127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	10/2015	Present

10/2015 → Present

Edward Jones

St. Louis, MO

Previous Registrations

2007-09-27 → 2012-04-27

Edward Jones

Port Orange, FL

Port Orange, FL

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-31

S66 Uniform Combined State Law Examination

2015-12-31

Other Names

Daniel R Tran

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC

J.P. MORGAN SECURITIES LLC

TRUIST ADVISORY SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PNC WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

FIFTH THIRD SECURITIES, INC.

CETERA INVESTMENT ADVISERS LLC

Other Investors

ELAINE DENISE PAVLAKOVIC

COLLEEN MARY SPARROW

RICHARD PAUL LINN

Bradley Schwartz

Natalie Wagner Tran

DENNIS CHAPMAN ROCHE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · PORT ORANGE, FL

J.P. MORGAN SECURITIES LLC · PORT ORANGE, FL

TRUIST ADVISORY SERVICES, INC. · PORT ORANGE, FL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PORT ORANGE, FL

EDWARD JONES · Port Orange, FL

PNC WEALTH MANAGEMENT LLC · Port Orange, FL

LPL FINANCIAL LLC · PORT ORANGE, FL

EDWARD JONES · Port Orange, FL

More in Port Orange, FL

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor