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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-01-04 |
| ME | RA | APPROVED | 2015-10-16 |
Branch Locations
19 Commercial St. 2Nd Floor, Portland, ME 04101 • United States
Cumberland, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2015 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2015 | Present |
1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2)JKK FINANCIAL LLC, 66 VALLEY RD, CUMBERLAND, ME, 11/2015 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL 4 HR/MONTH 0 HR/MONTH TRADING. 3) EAST FINANCIAL MANAGEMENT, 19 Commercial St Fl 2, Portland ME 04101, United States, 09/2015, Owner, DBA Name, NIR, 0 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-17 |
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