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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-03-15 |
| MO | RA | APPROVED | 2009-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saint Louis | MO | 06/2008 | Present |
I*2929350, Entity Type: Entity Charitable, Name of OBA: Ste Genevieve du Bois Catholic School, Address: Warson Woods, Missouri, 63122, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 10/01/2025, No Hours: 50 Weekly, No Hours during Trading: 0 Weekly, Duties: Volunteer time to assist with the event organization, fundraising assistance, 50/50 raffle organization, Non profit Catholic grade school, Auction committee for fundraising.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-07 |
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