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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-03
CO RA APPROVED 2022-08-31
  • TX RA
    APPROVED
    Since 2022-10-03
  • CO RA
    APPROVED
    Since 2022-08-31

Branch Locations

5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Greenwood Village CO 10/2021 Present
Kone Elevator San Leandro Ca CA 08/2021 10/2021
Schindler Elevator Corp San Leandro CA 01/2016 06/2021
Morgan Stanley Private Bank, N.A. New York NY 08/2022 Present
  • 10/2021 → Present
    Morgan Stanley Smith Barney Llc
    Greenwood Village, CO
  • 08/2021 → 10/2021
    Kone Elevator
    San Leandro Ca, CA
  • 01/2016 → 06/2021
    Schindler Elevator Corp
    San Leandro, CA
  • 08/2022 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-31
  • S66 Uniform Combined State Law Examination
    2022-08-31
Other Names
  • Hunter John Kapp

View on SEC IAPD

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