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Current Employers
Hofer & Associates Wealth Management

90 E Thousand Oaks Blvd. Suite 310, Thousand Oaks, CA 91360 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-02-22
  • CA RA
    APPROVED
    Since 2016-02-22

Branch Locations

90 E Thousand Oaks Blvd. Suite 310, Thousand Oaks, CA 91360 • United States

6040 Commerce Blvd Suite 102, Rohnert Park, CA 94928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hofer & Associates Wealth Management Thousand Oaks CA 02/2016 Present
Previous Registrations
Other Businesses

(1) RENT OUT MY FORMER RESIDENCE AFTER WE MOVED. ADDRESS IS 3013 MONO DRIVE, SANTA ROSA, CA 95403. NO TIME IS DEVOTED TO RENTAL AS RENTERS ARE RESPONSIBLE. (2) INSURANCE AGENT; APPROX 2 HOURS SPENT PER WEEK ON INSURANCE RELATED ACTIVITIES DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-06
S63 Uniform Securities Agent State Law Examination 2007-09-14
  • S66 Uniform Combined State Law Examination
    2008-03-06
  • S63 Uniform Securities Agent State Law Examination
    2007-09-14
Other Names
  • Marla Lynn Sixta

View on SEC IAPD

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