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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-03-18
  • FL RA
    APPROVED
    Since 2019-03-18

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Clearwater, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brickell Global Advisory, Inc. Miami FL 04/2016 06/2018
Arca Capital Investments, Inc Miami FL 06/2018 02/2019
Raymond James & Associates, Inc St. Petersburg FL 03/2019 Present
Raymond James Financial Services, Inc. St. Petersburg FL 03/2019 Present
Brickell Global Markets, Inc Miami FL 04/2016 04/2017
  • 04/2016 → 06/2018
    Brickell Global Advisory, Inc.
    Miami, FL
  • 06/2018 → 02/2019
    Arca Capital Investments, Inc
    Miami, FL
  • 03/2019 → Present
    St. Petersburg, FL
  • 03/2019 → Present
    Raymond James Financial Services, Inc.
    St. Petersburg, FL
  • 04/2016 → 04/2017
    Brickell Global Markets, Inc
    Miami, FL
Previous Registrations
  • 2016-05-10 → 2018-06-04
    Brickell Global Advisory, Inc.
    Miami, FL
  • 2011-10-24 → 2014-06-23
    Ft. Lauderdale, FL
  • 2009-07-16 → 2011-09-30
    Chase Investment Services Corp.
    Columbus, OH
  • 2009-06-01 → 2009-07-13
    Columbus, OH
  • 2008-10-24 → 2009-06-01
    Morgan Stanley & Co. Llc
    Columbus, OH
  • 2008-01-28 → 2008-09-24
    Sunset Financial Services, Inc.
    Kansas City, MO
    Columbus, OH
    Columbus, OH
Other Businesses

(1)Name of Business: Finra Address: Finra Location, Finra Location, FL, 33763, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: No Start Date: 10/15/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Arbitrator (2)Name of Business: SUPFIN SOLUTIONS LIMITED LIABILITY COMPANY Address: 2421 Indigo Drive, Clearwater, FL, 33763, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide General Business Accounting/Book Keeping/Consulting Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-27
  • S66 Uniform Combined State Law Examination
    2007-11-27
Other Names
  • Perry Franklin Carter
  • Perry F Carter
  • Perry Carter

View on SEC IAPD

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