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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-12 |
| CA | RA | APPROVED | 2016-10-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Modesto | CA | 05/2009 | 10/2016 |
| Lpl Financial | Modesto | CA | 10/2016 | Present |
1. 10/14/2016 - The Investment Consulting Group/ DBA Only/ 100%/ Modesto, CA 2) 08/17/2017- Pension Point Retirement Advisors Inc-investment related-At reported business location(s)-DBA for LPL Business (entity for LPL business)-start 08/15/2017-Hours per month 30/hours during trading 5
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-13 |
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