Kathryn Rooney Vera

Employer firm

Stonex Advisors Inc. CRD 174182

$5.09B regulatory AUM 52 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → 04/2023
  Bulltick Llc
  Miami, FL
• 05/2023 → Present
  Stonex Financial Inc.
  Miami, FL
• 05/2023 → Present
  Stonex Group Inc.
  Miami, FL
• 05/2023 → Present
  Stonex Advisors Inc.
  Miami, FL

Previous Registrations

• 2021-04-07 → 2023-04-10
  Bulltick Wealth Management, Llc
  Miami, FL

Other Businesses

1) Public Speaking; Investment Related; Public Speaker; 06/2022; Public speaking related to Women and/or Finance and Economics 2) Registered Representative may be coded as employee of parent or an affiliate of the parent. The employee may also have various roles for the Firm's affiliates including but not limited to Board positions, please refer to Item 12, employment section, of the U4 for information. Hours may vary as dictated by corporate needs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-02-12
• S63 Uniform Securities Agent State Law Examination
  2008-02-19

Other Names

• Kathryn Rooney
• Kathryn G Rooney
• Kathryn Gemender Rooney