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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-06-03 |
| OH | RA | APPROVED | 2025-04-18 |
| TX | RA | APPROVED | 2025-04-17 |
Branch Locations
221 East 4Th Street Atrium Building, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 10/2013 | 04/2025 |
| Bank Of America, N.A. | Cincinnati | OH | 04/2014 | 04/2025 |
| Morgan Stanley Smith Barney Llc | Cincinnati | OH | 04/2025 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 05/2025 | Present |
(1) 646531 - Lincoln W. Pavey Educational Foundation / Not Investment Related / Blue Ash, OH / Charitable / Education / Board Member / Start 01-April-2025 / 0.5 hours devoted monthly / To support educational and leadership development for members of the Sigma Chi Fraternity at the University of Cincinnati.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-18 |
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