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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-12-06
TX RA APPROVED_RES 2024-12-03
  • IL RA
    APPROVED
    Since 2024-12-06
  • TX RA
    APPROVED_RES
    Since 2024-12-03

Branch Locations

2289 West Howard St, Evanston, IL 60202 • United States

30 S Wacker Dr Fl 40 [Wi-Rbo], Chicago, IL 60606 • United States

5640 W Touhy Ave, Niles, IL 60714 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 10/2012 10/2024
Jp Morgan Chase Bank Chicago IL 07/2011 10/2024
Jpmorgan Chase Bank, N.A. Chicago IL 01/2018 10/2024
Formaya, Llc Chicago IL 08/2019 Present
Wells Fargo Clearing Services, Llc Chicago IL 12/2024 Present
Previous Registrations
  • 2012-10-01 → 2024-12-03
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2011-09-06 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
Other Businesses

FORMAYA, LLC; INV RELATED; CHICAGO, IL; 100% OWNER; 08/2019; 20 HOURS PER MONTH; 20 HOURS DURING TRADING HOURS; REAL ESTATE BUSINESS | RENTAL PROPERTY; INV RELATED; CHICAGO, IL; 100% OWNER; 07/2021; 2 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; GENERAL CONTRACTOR LICENSE; INV RELATED; CHICAGO,IL; REAL ESTATE RELATED ; START DATE: 01/01/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - SPAULDING; INV RELATED; CHICAGO,IL; RENTAL;100% OWNERSHIP; START DATE: 12/05/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-01
S63 Uniform Securities Agent State Law Examination 2007-08-10
  • S66 Uniform Combined State Law Examination
    2011-09-01
  • S63 Uniform Securities Agent State Law Examination
    2007-08-10
Other Names
  • Victor H Carrizal
  • Victor Carrizal

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