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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2023-03-09 |
| VT | RA | APPROVED | 2023-03-09 |
| TX | RA | APPROVED | 2014-06-23 |
Branch Locations
1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States
Stowe, VT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs | Washington | DC | 07/2012 | Present |
1) AVEMAX LLC / PO BOX 7971 GAITHERSBURG,MD 20879 / OWNS ONE AIRPLANE / OWNS ONE AIRPLANE / PARTNER / / MANAGING MEMBER / START DATE 6/9/2006 2) 91 Sterling Gorge Road / 91 Sterling Gorge Road, Stowe, Vermont 05672 / Other / Vacation Home that may be rented / Real Estate / I own the house. / Proprietor / owner / Investment in Company?: Yes, 100% / Start Date 9/16/2019 3) Shari Gottesman 2015 Insurance Trust/ investment related?: yes/ 15 W 72nd Street #15K, New York, 10023 US/ I am the trustee for my cousin's life insurance trust./ start date: 12/21/2015
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-02 |
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