Jennifer Ann Carroll

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 05/2019
  Ubs Financial Services Inc
  Tucson, AZ
• 05/2019 → Present
  Rbc Capital Markets, Llc.
  Tucson, AZ

Other Businesses

(1) NAME OF ENTITY: DoorDash, Inc. ADDRESS: 303 2nd Street Suite 800 San Francisco 94105 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Public Company START DATE: 05/08/2025 CAPACITY: Other DUTIES: Food delivery service driver HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: Fora Travel, Inc. ADDRESS: 228 Park Ave South, Suite 53272, New York, NY 10003 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Sep 24, 2025 CAPACITY: Other DUTIES: Travel Advisor, booking travel for guests HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S66 Uniform Combined State Law Examination
  2022-05-21
• S63 Uniform Securities Agent State Law Examination
  2007-11-29