Nicholas Steven Shane

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-02-24
IL	RA	APPROVED	2019-10-09
IN	RA	APPROVED	2019-10-01
PA	RA	APPROVED	2019-10-01
FL	RA	APPROVED	2016-01-21
MI	RA	APPROVED	2015-12-16

MD RA
APPROVED

Since 2022-02-24
IL RA
APPROVED

Since 2019-10-09
IN RA
APPROVED

Since 2019-10-01
PA RA
APPROVED

Since 2019-10-01
FL RA
APPROVED

Since 2016-01-21
MI RA
APPROVED

Since 2015-12-16

Branch Locations

39555 Orchard Hill Place Suite 600, Novi, MI 48375 • United States

Kentwood, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Auburn Hills	MI	12/2015	Present
Agia	Houston	TX	12/2022	Present

12/2015 → Present

Valic Financial Advisors

Auburn Hills, MI
12/2022 → Present

Agia

Houston, TX

Previous Registrations

2014-04-16 → 2015-12-15

Barclays Capital Inc.

Palm Beach, FL

Palm Beach, FL

New York, NY
2008-09-18 → 2014-04-30

Credit Suisse Securities (Usa) Llc

West Palm Beach, FL
2007-11-21 → 2008-09-24

Lehman Brothers Inc.

Palm Beach, FL

New York, NY

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-19

S66 Uniform Combined State Law Examination

2007-11-19

View on SEC IAPD

Current Employers

Valic Financial Advisors, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews