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James Michael Groetsch

Ehlers

Minneapolis, MN

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Current Employers
Ehlers

3001 Broadway Street Ne Suite 320, Minneapolis, MN 55413 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-11-13
IL RA APPROVED 2023-11-13
KS RA APPROVED 2023-11-13
MN RA APPROVED 2023-11-13
WI RA APPROVED 2023-11-13
  • CO RA
    APPROVED
    Since 2023-11-13
  • IL RA
    APPROVED
    Since 2023-11-13
  • KS RA
    APPROVED
    Since 2023-11-13
  • MN RA
    APPROVED
    Since 2023-11-13
  • WI RA
    APPROVED
    Since 2023-11-13

Branch Locations

3001 Broadway Street Ne Suite 320, Minneapolis, MN 55413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Denver CO 03/2012 09/2020
Charles Schwab Bank Denver CO 02/2016 09/2020
Pruco Securities Llc St Louis Park MN 08/2023 10/2023
Unemployed Minneapolis MN 09/2020 08/2023
Ehlers Investment Partners Roseville MN 11/2023 Present
  • 03/2012 → 09/2020
    Charles Schwab & Co., Inc.
    Denver, CO
  • 02/2016 → 09/2020
    Charles Schwab Bank
    Denver, CO
  • 08/2023 → 10/2023
    Pruco Securities Llc
    St Louis Park, MN
  • 09/2020 → 08/2023
    Unemployed
    Minneapolis, MN
  • 11/2023 → Present
    Ehlers Investment Partners
    Roseville, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-25
  • S66 Uniform Combined State Law Examination
    2023-10-25
Other Names
  • Jim Groetsch

View on SEC IAPD

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Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
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