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Tory M Nixon

Morgan Stanley

Alpharetta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-14
GA RA APPROVED 2021-08-18
  • TX RA
    APPROVED
    Since 2021-09-14
  • GA RA
    APPROVED
    Since 2021-08-18

Branch Locations

2400 Lakeview Parkway Suite 300, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 09/2018 04/2019
Verizon Wireless Suwanee GA 12/2013 09/2018
E*Trade Securities Llc Alpharetta GA 04/2019 03/2021
Morgan Stanley Alpharetta GA 03/2021 Present
  • 09/2018 → 04/2019
    E*Trade Securities Llc
    Alpharetta, GA
  • 12/2013 → 09/2018
    Verizon Wireless
    Suwanee, GA
  • 04/2019 → 03/2021
    E*Trade Securities Llc
    Alpharetta, GA
  • 03/2021 → Present
    Morgan Stanley
    Alpharetta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-17
S63 Uniform Securities Agent State Law Examination 2018-11-05
  • S65 Uniform Investment Adviser Law Examination
    2021-08-17
  • S63 Uniform Securities Agent State Law Examination
    2018-11-05
Other Names
  • Tory Marie Nixon
  • Tory M Nixon

View on SEC IAPD

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VENZON VICENCIO AROMIN
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Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

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