John W Dunn

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 10/2016
  Country Capital Management Company
  Bloomington, IL
• 10/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Montgomery, AL
• 11/2016 → 09/2025
  Wells Fargo Clearing Services, Llc
  Montgomery, AL
• 09/2025 → Present
  Stifel, Nicolaus & Company, Incorporated
  Montgomery, AL

Previous Registrations

• 2016-10-28 → 2025-10-08
  Wells Fargo Clearing Services, Llc
  Montgomery, AL
• 2015-05-08 → 2016-07-05
  Pnc Managed Account Solutions, Inc.
  Montgomery, AL
  Montgomery, AL
• 2013-03-12 → 2015-04-03
  Bb&T Investment Services, Inc.
  Wetumpka, AL
  Charlotte, NC
  Montgomery, AL
  Montgomery, AL
  Montgomery, AL
  Dothan, AL
  Homewood, AL
  Millbrook, AL
• 2012-04-09 → 2013-03-12
  Northwestern Mutual Investment Services, Llc
  Montgomery, AL

Exams

• S66 Uniform Combined State Law Examination
  2012-04-06

Other Names

• John Stowers Dunn
• John S. Dunn