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John W Dunn

Stifel, Nicolaus & Company, Incorporated

Montgomery, AL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-09-30
TX RA APPROVED 2025-09-30
  • AL RA
    APPROVED
    Since 2025-09-30
  • TX RA
    APPROVED
    Since 2025-09-30

Branch Locations

2660 Eastchase Lane Lakeview Center, Suite 400, Montgomery, AL 36117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Country Capital Management Company Bloomington IL 07/2016 10/2016
Wells Fargo Advisors, Llc Montgomery AL 10/2016 11/2016
Wells Fargo Clearing Services, Llc Montgomery AL 11/2016 09/2025
Stifel, Nicolaus & Company, Incorporated Montgomery AL 09/2025 Present
Previous Registrations
  • 2016-10-28 → 2025-10-08
    Wells Fargo Clearing Services, Llc
    Montgomery, AL
  • 2015-05-08 → 2016-07-05
    Pnc Managed Account Solutions, Inc.
    Montgomery, AL
    Montgomery, AL
  • 2013-03-12 → 2015-04-03
    Bb&T Investment Services, Inc.
    Wetumpka, AL
    Charlotte, NC
    Montgomery, AL
    Montgomery, AL
    Montgomery, AL
    Dothan, AL
    Homewood, AL
    Millbrook, AL
  • 2012-04-09 → 2013-03-12
    Northwestern Mutual Investment Services, Llc
    Montgomery, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-06
  • S66 Uniform Combined State Law Examination
    2012-04-06
Other Names
  • John Stowers Dunn
  • John S. Dunn

View on SEC IAPD

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Other Investors

RICHARD K.E. AKINYEMI
RICHARD DALE STEWART
MATTHEW BLAKE MURPHY
Dustin Grant Hatfield
Emily Lauren Farrior
REBECCA HARDWICH BAKER
ADAM MILLER ROGERS
JEFFREY WRIGHT

Other Offices

RWC WEALTH MANAGEMENT, INC. · MONTGOMERY, AL
LPL ENTERPRISE, LLC · MONTGOMERY, AL
MARBLE WEALTH, LLC · MONTGOMERY, AL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Montgomery, AL
EAGLE STRATEGIES LLC · MONTGOMERY, AL
SYNOVUS SECURITIES, INC. · MONTGOMERY, AL
SUMMIT FINANCIAL, LLC · MONTGOMERY, AL
EAGLE STRATEGIES LLC · MONTGOMERY, AL

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