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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-04-01
  • DC RA
    APPROVED
    Since 2024-04-01

Branch Locations

875 15Th St Nw Floor 10, Washington, DC 20005 • United States

650 S Exeter St Floor 09, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Washington DC 06/2013 Present
Jpmorgan Chase Bank, N.A. Washington DC 06/2013 Present
Other Businesses

Entity Name: Made By the Water, LLC Investment related: N "Address: Address: 60 COMMERCE ST SUITE 370 MONTGOMERY AL 36104 " Nature of the other business: Brewery Position/Title/Relationship: Owner/ Partner Start Date: 01/25/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I have no responsibilities with company. Made By the Water owns Oyster City Brewing, Palmetto Brewing, and Catawba Brewing

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-21
S66 Uniform Combined State Law Examination 2009-01-05
  • S65 Uniform Investment Adviser Law Examination
    2024-03-21
  • S66 Uniform Combined State Law Examination
    2009-01-05
Other Names
  • Andrew Leleck

View on SEC IAPD

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