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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-09-18 |
| TX | RA | APPROVED | 2020-09-18 |
Branch Locations
201 South Court Street 4Th Floor, Florence, AL 35630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Florence | AL | 06/2007 | 09/2020 |
| Bank Of America, N.A. | Florence | AL | 04/2019 | 09/2020 |
| Morgan Stanley Smith Barney Llc | Florence | AL | 09/2020 | Present |
*412216 - Plexus Worldwide; Investment related - No; Scottsdale, Arizona; Wholesale/Distribution; Ambassador (proprietor, partner, officer, director, employee, trustee, agent); 04/2019; During business hours: 0; After business hours: 1; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-07 |
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