Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-29
TX RA APPROVED 2024-02-29
  • NY RA
    APPROVED
    Since 2024-02-29
  • TX RA
    APPROVED
    Since 2024-02-29

Branch Locations

5786 Widewaters Pkwy Suite 2, Syracuse, NY 13214-3500 • United States

Manlius, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Syracuse NY 05/2008 11/2016
Wells Fargo Clearing Services, Llc Syracuse NY 11/2016 02/2024
Rbc Capital Markets, Llc Syracuse NY 02/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-21
  • S66 Uniform Combined State Law Examination
    2012-06-21
Other Names
  • Kristin Julie Groesbeck
  • Kristin Houfler-Groesbeck

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Syracuse, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor