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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-15 |
| OH | RA | APPROVED | 2010-10-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Lima | OH | 10/2010 | Present |
1. KSOZLA Properties LLC (to be formed); 652 Dorothy Ln OH 45883; Real Estate Investment Property; Member; Assist with finding a tenant for the property; 02/28/2018; 1.00 Hour(s) Per Month; not during securities trading hours; Investment-Related 2. NIE7 LLC; 652 Dorothy Ln, Saint Henry, OH 45883; Hold RE assets; Member; 11/16/2021; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-28 |
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